SITE FOR INFORMATION ONLY
The data, information, and content on this Site are for information, education, and noncommercial purposes only. Under no circumstances should any information or materials presented on this Site be used or construed as an offer to sell, or a solicitation of an offer to buy, any securities, financial instruments, investments or other services. Although Kaspian Group may provide data, information, and content relating to investment approaches, mutual funds, insurance and taxation, you should not construe any such information or other content available through this Site as investment, legal, accounting, or tax advice. Kaspian Group makes no representation that the securities or services described on the Site are suitable for any specific individual. You alone will bear the sole responsibility of evaluating the merits and risks associated with the use of any data, information, or content on this Site before making any decisions based on such data, information, or content. In exchange for using such data, information, or content, you agree not to hold Kaspian Group or its third party content providers liable for any possible claim for damages arising from any decision you make based on information made available to you through this Site. By providing access to other websites, neither Kaspian Group nor any of its affiliates is recommending or endorsing services provided by any website’s sponsoring organization.
Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy or product made reference to directly or indirectly on this web site, or indirectly via link to any unaffiliated third-party web site, will be profitable or equal to corresponding indicated performance levels. Investments are not insured or guaranteed by the US government or any other party.
If you maintain an account that you access via this Site, you are solely responsible for maintaining the confidentiality of your account and password and for restricting access to your computer. You agree to accept responsibility for all activities occurring under your account or password that are due to your conduct, inaction, or negligence.
INTELLECTUAL PROPERTY AND LICENSING
Kaspian Group hereby grants you a limited, nonexclusive, nontransferable license to view, bookmark, download, and print the pages within this Site and the documents, graphics, and media incorporated on those pages. The pages within this Site may be used solely for personal, informational, and noncommercial purposes. You may not modify, copy, distribute, transmit, post, display, perform, reproduce, publish, license, create derivative works from, transfer, or sell any pages, data, information, software, products, or services obtained from this Site, unless you have obtained the prior written permission of Kaspian Group. All rights not expressly granted herein are reserved by Kaspian Group. Kaspian Group expressly reserves the right (but has not obligation) to monitor any and all use of this Site.
NOTICE TO ALL NON-US RESIDENTS
Each of the investment products and services referred to on this website is intended to be made available to US residents. This website shall not be considered a solicitation or offering for any investment product or service to any person in any jurisdiction where such solicitation or offer would be unlawful. Kaspian Group makes no representation that transactions, products or services discussed on or accessible through the Site are available or appropriate for sale or use in all jurisdictions or by all users, or that access by any user in the place it is located is not illegal or prohibited. Because of the global nature of the Internet, you agree to comply with all local rules regarding online conduct, including all laws, rules, codes, and regulations of the country in which you reside and the country from which you access this Site. In addition, you agree to comply with all applicable laws, rules, codes, and regulations regarding the transmission of technical data exported from the United States. Kaspian Group reserves the right to limit access to the Site to any person, geographic region or jurisdiction.
Kaspian Group has not reviewed or authorized any sites linking to this Site. If you link other websites to this Site, you may not suggest that Kaspian Group has endorsed or is affiliated with such websites. We do not take responsibility for any websites linking to this Site or any links from this Site. Any links from or to other websites are provided merely for the convenience of the users of the Site and the inclusion of these links does not imply any endorsement, representation, or warranty by Kaspian Group with respect to any such linked websites or the content, products or services contained or accessible through such websites or their operators. THE LINKED SITES ARE NOT UNDER THE CONTROL OF KASPIAN GROUP AND KASPIAN GROUP IS NOT RESPONSIBLE FOR THE CONTENTS OF ANY LINKED SITE OR ANY LINK CONTAINED IN A LINKED SITE OR ANY CHANGES OR UPDATES TO SUCH SITES. KASPIAN GROUP DISCLAIMS RESPONSIBILITY FOR THE PRIVACY POLICIES AND CUSTOMER INFORMATION PRACTICES OF ANY THIRD-PARTY WEBSITES HYPERLINKED TO OR FROM THIS SITE.
PASSWORD AND SECURITY NOTIFICATION
Certain areas of the Site are password protected and are only accessible to those who have a valid Kaspian Group-issued password. You may not attempt to access any password protected areas of the Site without authorization. In the event that you have been issued such a password, you acknowledge and agree that Kaspian Group has granted you limited access to specific files pertaining to investments relevant to you, and you agree not to attempt to access other computer files. Persons who have access to the password protected area are responsible for maintaining the confidentiality of any account information, user names, and/or security questions and answers that they may use to access any page or feature on the password protected area, and for logging off any protected areas of the Site. Accordingly, you should take steps to protect the confidentiality of your password. You should notify Kaspian Group immediately if you become aware of any disclosure, loss, theft or unauthorized use of your password.
Persons with access to the password protected area are solely responsible for maintaining the confidentiality and security of their unique passwords. Kaspian Group will not be responsible for any loss that arises from the failure to comply with these provisions. Kaspian Group makes no warranty, express or implied, regarding the security of the Site, including with respect to the ability of unauthorized persons to intercept or access information transmitted by or to you through this Site.
DISCLAIMERS AND LIMITATIONS OF LIABILITY
YOU EXPRESSLY UNDERSTAND AND AGREE THAT YOUR USE OF THIS SITE IS PROVIDED ON AN “AS IS” AND “AS AVAILABLE” BASIS. TO THE FULL EXTENT PERMITTED UNDER APPLICABLE LAW, KASPIAN GROUP EXPRESSLY DISCLAIMS ALL WARRANTIES OF ANY KIND, WHETHER EXPRESSED OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NONINFRINGEMENT, TITLE, AVAILABILITY, ACCURACY OR COMPLETENESS. KASPIAN GROUP MAKES NO WARRANTY THAT: THIS SITE WILL MEET YOUR REQUIREMENTS; THIS SITE WILL BE UNINTERRUPTED, TIMELY, SECURE, OR FREE OF VIRUSES, ERRORS, WORMS, DATE BOMBS, TIME BOMBS, OR OTHER HARMFUL COMPONENTS; THE RESULTS THAT MAY BE OBTAINED FROM THE USE OF THIS SITE WILL BE ACCURATE OR RELIABLE; THE QUALITY OF ANY PRODUCTS, SERVICES, INFORMATION, OR OTHER MATERIAL PURCHASED OR OBTAINED BY YOU THROUGH THIS SITE WILL MEET YOUR EXPECTATIONS; ANY ERRORS ON THIS SITE WILL BE CORRECTED; AND THE DATA AND MATERIALS PRESENTED OR DISPLAYED ON THIS SITE ARE CORRECT, ACCURATE, OR RELIABLE.
APPLICABLE LAW IN SOME JURISDICTIONS MAY NOT ALLOW THE EXCLUSION OF CERTAIN WARRANTIES OR THE LIMITATION OR EXCLUSION OF LIABILITY FOR INCIDENTAL OR CONSEQUENTIAL DAMAGES. ACCORDINGLY, SOME OF THE ABOVE LIMITATIONS OR EXCLUSIONS MAY NOT APPLY TO YOU. HOWEVER, IN SUCH CIRCUMSTANCES THE LIABILITY OF KASPIAN GROUP OR ANY REPRESENTATIVE IS LIMITED TO THE GREATEST EXTENT ALLOWABLE UNDER APPLICABLE LAW IN SUCH JURISDICTIONS AND IN NO EVENT SHALL THE TOTAL LIABILITY TO YOU OF KASPIAN GROUP OR ANY REPRESENTATIVE FOR DAMAGES, LOSSES, AND CAUSES OF ACTION (WHETHER IN CONTRACT, TORT (INCLUDING, BUT NOT LIMITED TO, NEGLIGENCE), OR OTHERWISE) EXCEED THE AMOUNT PAID BY YOU, IF ANY, FOR ACCESSING THIS SITE.
ANY CONTENT OR DATA DOWNLOADED OR OTHERWISE OBTAINED THROUGH THE USE OF THIS SITE IS DONE AT YOUR OWN DISCRETION AND RISK. YOU WILL BE SOLELY RESPONSIBLE FOR ANY DAMAGE TO YOUR COMPUTER SYSTEM OR LOSS OF DATA THAT RESULTS FROM THE DOWNLOAD OF ANY SUCH CONTENT.
GOODWILL, USE, DATA, OR OTHER INTANGIBLE LOSSES (EVEN IF KASPIAN GROUP HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES), RESULTING FROM ANY MATTER RELATING TO THIS SITE. THIS IS TRUE EVEN IF KASPIAN GROUP HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES OR LOSSES.
As consideration for access to the Site, you agree to indemnify, defend, and hold harmless Kaspian Group, its subsidiaries and affiliates, and the officers, directors, employees, and agents of Kaspian Group and its subsidiaries and affiliates, from and against any and all claims, liabilities, damages, losses, or expenses, including attorney’s fees and costs, arising out of or in any way connected with your access to or use of this Site or any decisions that you make based on the contents of this Site.
If any provision of these Legal Notices is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severed and will not affect the validity and enforceability of the remaining provisions.
CHOICE OF LAW
Kaspian Group controls and operates this Site from our office within the State of New Jersey, United States of America. By visiting this Site, you agree that the laws of the State of New Jersey, United States of America, without regard to principles of conflict of laws, will govern these conditions of use and any dispute of any sort that might arise between you and Kaspian Group arising from your use of this Site. The
courts of the State of New Jersey shall have exclusive jurisdiction to settle any dispute that may arise out of, under, or in connection with these conditions, and you consent and submit to the personal jurisdiction of those courts for the purposes of litigating any such action.
Kaspian Group reserves the right, at its discretion, to modify these conditions of use at any time, and any such modification will be effective immediately upon posting the modification. We suggest that you check these terms and conditions periodically for modifications. If you use this Site after we post modifications to this Site, then you will be bound by such modifications.
SEC RULE 606 ORDER ROUTING DISCLOSURE
Kaspian Wealth Management LLC offers securities through Loring Ward Securities Inc. an introducing broker-dealer and FINRA member firm that clears its transactions through Pershing LLC. Pershing LLC has provided the data concerning the routing of order flow on the order routing disclosure website. Although Pershing LLC has used commercially reasonable efforts to provide accurate data, the data is provided to you on an “as is” basis.
If you would like to read this information, visit the (www.orderroutingdisclosure.com) and enter Loring Ward Securities Inc. when prompted for the broker-dealer’s full name.
Additional information is available elsewhere on this Site or may be obtained by calling, toll free, (866) 413-8600.